Giovanni Agnoloni |
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article
MIDDLE EARTH
AS
THE HIDDEN REALITY OF TODAY
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Giovanni
Agnoloni |
I love comparative
studies by nature.
So, when
I first discovered John
Ronald Reuel Tolkien, I
immediately realized I
was in front of an
extraordinary
opportunity to start a
very long travel through
the realms of fantasy,
as well as through those
of reality. The thesis I
am going to demonstrate
with this essay is that
there exists a secret
path, a hidden but
powerful dimension in
the sceneries of Middle
Earth. The imaginary
continent conceived by
Tolkien’s mind contains
in fact an outstanding
degree of “real world”,
and can therefore have
remarkable effects on
our perception of life.
In order to fully
illustrate these
aspects, I will
subsequently touch the
following key-points:
-
What are
the fundamental
characteristics of
Tolkien’s fantasy?
- In which sense can we
say that Middle Earth is
a hidden reality?
And does it differ today
from what it used to be
in Tolkien’s time?
- What is the specific
effect that reading
Tolkien’s works, and in
particular The Lord
of the Rings, as
well as seeing the
Oscar-winning movie, can
have on us people of the
21st Century?
Can a comparative
literature approach help
to better understand the
repercussions of such a
cultural phenomenon on
our appraisal of the
world we live in?
I believe all these
points are interrelated,
so that it will not be
possible to find a
definite boundary
between one reflection
and the other ones.
However, each of them
represents a distinct
moment of analysis.
First of all, I will
focus on the theme of
fantasy. This is a
word that derives from
the old Greek
fàinesthai (faÛnesyai),
which means “to appear”.
In strict terms,
therefore, fantastic
is whatever “appears” in
front of our mind’s
eyes, which doesn’t
necessarily mean
anything either real or
unreal (imaginary). One
could say that something
is real if it can
be caught by our senses
(eminently, by our
sight): “I can see it
with my eyes, then
it is real”.
Another could, from an
opposite viewpoint,
argue that something is
unreal if we
cannot see it, or
however physically
perceive it, but
nevertheless we can
imagine it is there
(or in another dimension
bordering the place we
are in): “I can’t see it
with my eyes, but I can
imagine it in my
mind. Evidently, it is
unreal.” The
realm of fantasy,
and in particular of
Tolkien’s fantasy, does
not perfectly coincide
with either of these
“poles”. In fact, it
consists of places,
characters, objects and
events that do not
belong to our
dimension (and, in this
sense, are unreal),
but possess an inner
energy that is
exactly the same which
permeates our world’s
nature (and this, in a
peculiar way, makes them
real).
In his essay
On
Fairy-Tales
,
Tolkien extensively
illustrates these
concepts. In there, in
fact, he explains how
secondary creation
is the essential aspect
of his personal approach
to fantasy.
Secondary creation
is the typically Elvish
craft, which consists in
making unreal things
appear so concrete that
the spectators can no
longer distinguish
reality from
imagination, being
deeply absorbed into the
vision they have got
before their eyes. The
true fantasy writer,
likewise, possesses an
equivalent gift, which,
in his case, means to
describe the imaginary
(i.e. unreal)
dimension of his
tales in such a vivid
and involving manner
that the reader will be
completely drawn into
it, although only until
the story lasts. Tolkien
designates the three
basic moments of such
subcreative process
as Escape, Recovery and
Consolation. Who reads a
true fantasy story,
indeed, is first dragged
into the parallel
dimension in which the
events take place, and
in so doing goes through
a freeing sensation of
broken chains (Escape):
the laws of the real
world no longer matter,
at the moment he dives
into the imaginary.
Once he’s landed there,
however, he finds it so
real that he cannot
doubt for a second that
it is the
dimension he has to
refer to. In other
words, he has
momentarily forgotten
his world of
provenience, and fully
accepted the new one. Of
course, he is not seeing
it with the eyes, but
with the mind. Still,
such vision is so
powerful and rich of
inspiration as to
reproduce even physical
sensations, as if he was
still moving and acting
in the real world.
The
essence of such state is
precisely the Recovery,
or the reappraisal of
the (often) lost
pleasure deriving from
the immediate contact
with things and people,
as well as an intuition
of the real essence of
the life around us, from
physical perceptions to
feelings. At this second
stage, which is
undoubtedly “catalysed”
by the parallel
dimension of the
fantasy tale, is
already implicit a good
slice of reality.
In other words, Tolkien,
who refused allegory as
a possible means of
deception for the
fantasy reader –
because of the link of
comparison it implied
with the real world –,
wasn’t instead critic
towards a “soft” form of
allegory, which we could
define as a natural
allegory: a sort of
“third solution”, apart
from allegory and
metaphor
.
Natural allegory
works by means of
inspiration. In
fact, despite the
innumerable types of
symbolic interpretation
that have been made of
The Lord of the Rings
– many of which
absolutely arbitrary,
like those politically
oriented
-, I reckon it would be
very inappropriate to
simply look at this
novel as a sequence of
symbols
.
In my own view,
Tolkien’s masterwork
doesn’t mainly
“symbolize”: it rather
suggests, or
anyway inspires.
This is the way Recovery
works: in fact, once the
reader is plunged into
the parallel dimension –
and so, Escape has
already happened –, he
re-discovers, in there,
the beauty of
perceptions and feelings
that are a common
dominion of the
imaginary and the real
world.
In
Recovery, therefore, is
implied the idea of
returning to the
dimension of reality. We
could ideally visualize
Recovery as the highest
point of a parabola,
starting from which the
descent begins: such
descent is the return to
the real world. What
happens at that point,
though, is something
extraordinary, which
makes such return
special and changes the
readers forever.
Secondary belief, in
fact, has not only made
them feel part of
a parallel dimension
(Escape) and rediscover
lost perceptions though
it (Recovery), but also
recharged them with an
intense sensation of joy
– which Tolkien
Christianly considered
an anticipation of
Heaven’s Joy –, that is
Consolation. Let’s think
again of our parabola:
from its top, two
possible movements
begin: one is that of
descent, which is the
return to real world,
catalysed by Recovery;
the other, less visible
but indeed present, is
that of a tangent line
that goes towards the
infinite. In other
words, it is as if the
reader, in the highest
subcreative moment, had
grasped the very secret
of Nature’s energy, and
thanks to it had
experienced a feeling of
re-birth, or anyway of
utmost enthusiasm. After
such an experience, he
returns to the starting
point radically renewed.
Recovery by itself
wouldn’t have sufficed:
that is the healing
remedy, but not the
secret itself.
Consolation is such
secret, after which, in
Tolkien’s words, “we
should look at green
again, and be startled
anew (but not blinded)
by blue and yellow and
red”
.
If these
are the fundamental
characteristics of
Tolkien’s fantasy,
considered as a
subcreative experience,
we still need to specify
what are the elements
that make such literary
genre – of which Tolkien
can be rightfully
considered the archetype
– on one hand different
from other “parent”
fields (like “fables”
and science fiction), on
the other strictly
linked to what has
traditionally been
judged as its opposite:
realistic literature.
This may appear as a
digression, but it’s
not. Its aim is firstly
to better define the
core aspects of
Tolkien’s fantasy –
incidentally touching
those of other bordering
genres –, and secondly
to emphasize how
fantasy, in the end,
is not only a “literary
genre”, but an
approach to life
that can emerge also in
works which describe the
real world.
Fantasy, science fiction
and traditional “fables”
are all expressions of
fantasy, meant as
man’s capacity of
imagining things that
don’t exist in the world
we live in. This,
however, is true in
different senses for
each of these genres.
Science fiction (we
could think of Isaac
Asimov or Arthur C.
Clarke) proposes us
sceneries of a world
that still does not
exist, but could
become true in the
future, thanks to
technological progress;
“fables” (let’s recall
the Latin Phaedrus or,
among the moderns,
Beatrix Potter)
emphasize certain
aspects of our
dimension, sort of
caricaturing them in
order to express moral
teachings (like when
animals are discussing
or interacting with each
other or with men). Both
of these genres,
therefore, take place in
our dimension,
although science fiction
focuses on the category
of “probability”, while
“fables” on that of
“absurdity”: the former,
in fact, aims at making
us reflect over the
possible consequences of
the current human need
for technological
progress; the latter
aims to serve an
educational purpose, by
expressing a moral
teaching through a tale
that has animals as
protagonists. Neither of
them, however, is able
convey a secondary
belief in the
reader, because they are
both attached to
reality. Proper
fantasy, instead, is
what Tolkien talked
faerië, which is an
imaginative elsewhere:
this, however, during
the reading (or the
listening), becomes a
totally convincing
here and now.
Tolkien’s creation
doesn’t put us in front
of a “probable” world,
and not even of an
“absurd” one: he doesn’t
actually need, and
doesn’t want, to think
of what he is telling as
something that might
happen (as it would be
with science fiction),
or as something so far
away from the normal
world’s schemes to
express teachings in a
neutral form (like
“fables”), but as a
possible dimension.
Middle Earth, in other
words, isn’t either
probable – because
it is by definition
other – or absurd,
because the mind-shift
of Escape makes is
absolutely real, in its
own context. What is
true, instead, is that
it contains so much of
the real world we “come
from” that we can’t help
recognising certain
features of it while
mentally travelling
through it. Tolkien
doesn’t mention any
aspect of reality, and
never makes comparisons
between his imaginary
continent and the lands
of our planet, but
nevertheless we readers
really feel at home,
on many occasions. This
is not only due to a
superficial resemblance
between the two
dimensions, but, more in
depth, to an affinity of
atmospheres and
emotional states – in
one word, of
situations – that
the places described and
the characters’ feelings
per se emphasize.
There is a kinship
of basic emotions
between Middle Earth and
the real Earth. In fact,
this is the first
characteristic of The
Lord of the Rings
that struck my
attention, when I first
read it. I am not one of
those keen readers of
Tolkien that have gone
through the entire novel
for at least twenty
times, although I’ve
repeatedly read several
passages of it for my
interest and my literary
activity. I’ve rather
thought that it was
possible to locate
numerous points of
Tolkien’s masterwork
which recalled other
consonant, although
different, ones of other
authors, and
especially of realistic
authors. This was
actually a surprising
idea, which I tried to
develop in my first book
,
and I am currently
dealing with in new
researches. We could
even say that Tolkien is
not so much a fantasy
writer, if we consider
fantasy as a
literary genre, but
belongs to the noble
family of those artists
who have been able to
catch, and reproduce in
their works, the very
roots of nature’s (and
so, of man’s) life:
energy in its purest
form. From this point of
view, he can be
legitimately compared
also to authors like
Homer, Plato, Lucretius,
Dante
,
but also to many writers
of our time (like
Hermann Hesse and José
Saramago, for instance),
who have realised
artistic pictures of
perceptive and emotional
states, taken as
universal and therefore
a-temporal models. The
old masters have
especially emphasized
the side of absolute
values (for instance, in
Homer, the hero’s
commitment to fighting
in order to reach
eternal glory; in Plato,
the path to the Truth,
beyond the dark cave’s
ignorance; in Lucretius,
the relationship between
man and nature; in
Dante, the faith in an
afterlife and the
possibility of a
redemption), still
realising pictures of
the human soul and
intelligence that are
close even to our
perception of life. The
moderns, instead, have
mainly drawn specific
intuitions of nature and
man’s sensitivity into
scenes which belong to
our everyday experience,
but enriching them with
atmospheres filled with
mystery. Both the
approaches – between
which, in my own view,
Tolkien represents a
transparent diaphragm –
are fantasy-oriented,
in the sense that they
“precede” or “reproduce”
his ability of
seeing the world as a
complex cloth, woven
with threads that are
the human feelings and
emotions, as well as
natural atmospheres and
values that unite
different people. What I
mean is that, by means
of a comparative
analysis, fantasy
may be taken no longer
as a literary genre, but
as an approach to
life. As a
consequence, there can
be a lot of fantasy
also in realistic
literature, and – so
coming to the core point
of this essay – a lot of
Middle Earth hidden in
our world.
The
question, as previously
announced, so becomes:
if Middle Earth is
hidden in the reality we
live in, does it hide
today differently than
in the past? More
specifically, in what
sense was is it
hidden in the years
in which The Hobbit
and The Lord of
the Rings were
published? And what
change, if any, has
occurred nowadays? There
is an undeniable
difference, in fact, due
to the profound changes
that history has
determined. The
generation of readers
that lived between the
Thirties and the Fifties
was the result of a
newborn modern world, in
which industrialization
had injected an abundant
measure of
disorientation, due to
the mechanization of
productive processes,
which scraped the
awareness of the
individual identity: the
values of which the
classical literatures
were imbued were all
based on the sense of
being thinking
individuals, and the
implicit premise of any
constructive thought was
(in René Descartes’s
words) Cogito, ergo
sum (“I think,
therefore I am”). The
very capacity of
thinking, instead, with
modernity is
jeopardized, because
traditional parameters,
like the sense of time
flowing, the perception
of nature and the
contact with the living
creatures, come to a
halt, or anyway go
through a deep crisis,
in front of a world in
which going faster has
become the fundamental
imperative. There is not
enough time to reflect
and appreciate the
beauty of things, as the
only pressing duty is
that of finding an
effective way to survive
(for the poor) and to
accumulate wealth (for
the rich). In social
terms, modernity – as
Charlie Chaplin
admirably illustrates in
Modern Times
(1936) – brings on
solitude and
impossibility to
communicate
.
Even before
dictatorships expand in
Europe (with Mussolini
in Italy, Hitler in
Germany, Franco in Spain
and Salazar in
Portugal), the crisis of
the traditional points
of reference has already
begun, and in a dramatic
way. Pirandello writes
Uno, Nessuno e
centomila (One,
None, and a Hundred
Thousand) (1926),
where he theorizes the
fragmentation of the ego
in numberless facets,
each of which
corresponding to the
different opinions that
the others have of him,
because he is no longer
able to say who he is by
himself; Kafka, in
The Metamorphosis
(already published
in 1915), offers an
astonishing view of
man’s objectification,
when he describes the
waking up of a man
transformed into a giant
insect; Musil publishes
The Man Without
Qualities (1930);
James Joyce, in the
Dubliners (1914) and
the Ulysses
(1922), pictures
different aspects of a
society (that of the
early Twentieth
Century’s Ireland)
suffocated by an old
mentality, based upon a
repressive
interpretation of
Catholicism and on
sclerotic social
schemes, which result in
a radical inability to
choose and live. These
are all examples of a
diffused conviction that
there no longer is a way
for man to be mentally
free, and so reach
happiness. Dictatorships
appear in such a
context, and further
reduce the degree of
free thought, bringing
on also the threat of a
terrible war, much more
devastating that the
1915-1918 one. The
threat, in the end,
comes true, and
destruction prevails
almost everywhere.
Therefore, the tormented
artistic period which,
between the Twenties and
the Thirties, has
produced the works of
the “literature of the
crisis”, which I
mentioned above, but
also the masterworks of
Cubism and Surrealism in
the visual art, comes to
an end. Everything is
zeroed and has to be
re-built from the
roots.
It is
very important to
underline that, in these
very years, Tolkien,
careful observer of the
real world, is also very
busy writing the stories
of Middle Earth. The
idea of The Hobbit
has in fact proved to be
a very demanding
dàimon (daÛmvn)
to him, in the
name of which he has
begun a long and
emotionally involving
imaginative journey,
that will ultimately
result in The Lord of
the Rings. Tolkien
repeatedly says, in his
letters
,
that he didn’t mean to
write an allegoric
representation of the
events of his time.
Mordor’s threat has
nothing to do with
Hitler’s (nor will it be
possibly compared to the
Soviet Union’s, when,
years later, the Cold
War will worry the
Western world). Tolkien,
as already emphasized,
refuses allegory, as
that would impede a true
Secondary Belief.
However, it cannot be
thought that the
emotional shock of the
bombings on England and
the preoccupation for
the world’s destiny
haven’t had an influence
on the author’s works.
In my opinion, such
terrible events have
confirmed and somehow
perfected the writer’s
awareness of the deep
cultural crisis that the
Europe (and not only) of
the first half of the
Twentieth Century had
been experiencing. They
have made it plain, and
no longer deniable, that
the false myths of
velocity, progress and
competition, couldn’t
possibly replace a
natural approach to life
and a bunch of
traditional values
(namely, love, faith,
courage, protection of
the weak, custody of
remembrances, hope, and
more) that centuries of
history had always
considered as logically
related to the human
soul. I am not, by so
arguing, adhering to the
ideas of those who have
considered Tolkien an
exponent of the
“conservative thought”
in Europe, in religious
and political terms
.
On the contrary, I
believe that Tolkien was
truly progressive,
because he was convinced
that the pretended
progress would in truth
determine only a
regression to a state of
ignorance and
depression, as the war’s
outcome would
dramatically confirm.
It was
necessary, on an ethical
ground, to rediscover
the contraposition
between Good and Evil,
and to radically opt for
the Good and fight the
Evil, but the basic
distinction that comes
out of Tolkien’s works –
and in particular The
Lord of the Rings –
is that between Light
and Shadow, Plus and
Minus, intended not only
in a material sense but,
more in depth, as the
two energetic poles
which are at the roots
of life. Tolkien, in
other words, seems to
understand, in a sort of
cosmic intuition, that a
true reconstruction of
the world – and of man’s
mind and soul – can
happen only if the
people realise which are
the elementary forces
that determine the
world’s vicissitudes. It
is not by chance that he
feels the need to create
a whole cosmogony, in
his parallel dimension,
to the extent of
describing, in
Ainulindalë
,
the very creation of the
world by Eru and the
Ainur. From this,
everything else has
stemmed. This is the
basic truth that
Tolkien’s works could
reveal, for the readers
of his time. Reading
The Lord of the Rings,
for them, was first of
all something completely
new, and even strange,
in a cultural context of
the type that I was
evoking a few lines ago.
In a time in which
everyone seemed to talk
about the impossibility
to communicate and to
choose freely, the end
of hope and the
fragmentation of the
ego, Tolkien simply
didn’t care about all
this fuss, and went
straight to the core
points of life. Let’s
think of the pacific
dimension of the Shire,
with lazy and funny
creatures, the Hobbits
Bilbo and Frodo, living
in peace and comfort,
shaken by terrible
events that force them
to change their life
path radically: how many
readers possibly felt
somehow akin to them, as
probably also their
lives have been
destroyed, or anyway
traumatized, by the
arrival of World War II?
But, even beyond such
emotional resemblance,
how many readers felt
the need to read a story
with a beginning and an
end, although with
several narrative
internal pathways, in an
age in which even the
structure of novels and
short stories had been
innovated in a
deconstructive manner?
Finally, and even more
relevantly, how many
people needed to have
clear points of
reference, in a time in
which fantasy had been
killed by violence and
every ethical principle
seemed to be
irremediably dead? In
this sense, the
contribution of The
Lord of the Rings
has definitely been
huge, because, despite
treasons (let’s think of
Saruman) and hideous
attempts of the evil to
creep into the minds of
the good (let’s consider
Boromir), in The Lord
of the Rings the
fighting parties are
very clear, and the
basic idea is that there
cannot be any compromise
with those who have
chosen Darkness instead
of Light. Also, and even
more deeply, beneath
Middle Earth we feel the
presence of an entire
pulsing universe. All
the fights, and even the
wars taking place on
Earth, therefore, can be
contemporarily seen as
involving adventures, in
which the Secondary
Belief has full
implementation, and
perceived from a safe
distance, like the
remotely cold light of
the stars. Such sense of
“distance” is somehow
the back-taste of the
Lord of the Rings:
it is clearly
perceivable in sceneries
like those of Lothlórien
and Rivendell, in
characters like the
Elves, with their
nostalgia for the
immortal lands of the
West and yet their
inability to leave
Middle Earth, with the
enchantment of their
magical gifts applied to
nature. I believe that
the readers of the
generation in which
The Hobbit and
The Lord of the Rings
were published needed
also such a sense of
distance. Tolkien’s
creations provided them
not only with an
emotional involvement in
the stories narrated –
and with an Escape and a
Recovery that their
sharp shocks had made
necessary –, but also
with a mental relax
which is of the same
sort of a pleasant
sunset, or of a peaceful
night. Reading The
Lord of the Rings,
in fact, can be
caressing like the
sensation of admiring
beautiful natural
scenery.
On the
other hand, I don’t
think it would be
correct to propose a
psychoanalytical
interpretation of
Tolkien’s works as the
most important key of
access to his fantasy
world. At least, I don’t
repute it the closest to
the real needs of the
readers of his time. It
would be arguable that
the Oxford Professor
tried to express remote
symbols, like maybe the
Ring as an object able
to convey a sense of
power and submission at
the same time, or maybe
a sexual metaphor or any
other similar sort of
explanations. I don’t
even want to go through
all the possible
psychological keys of
reading of Tolkien’s
places and characters,
although it is
undeniably true that
they also have a
psychological relevance.
And the reason why I
don’t ultimately reckon
this appropriate is
that, again, it would
reduce Tolkien’s fantasy
to an allegory, or at
least to a sequence of
metaphors. Therefore,
any possible “Freudian”
or “Lacanian”
interpretation of
Tolkien would be as
forced as a possible
political interpretation
of the same author.
Tolkien didn’t want to
explore the ego,
although his creation
probably was the
expression of an
intimate artistic need
for light and truth,
somehow described by the
complicated path to
liberty and peace of the
small Hobbits, after
their forced departure
from the Shire. He
rather aimed at
expressing emotional
states, engraved in a
story that was perfectly
carved into a whole
coherent dimension. This
is why his places,
characters and even the
objects (like the Ring,
or maybe Andúril,
Aragorn’s sword) don’t
really “symbolize”
hidden values or
psychological truths. It
is correct, instead, to
say that they inspire
with feelings and
emotions, which
indisputably recall
values and truths. One
could say that this is
true of every literary
masterwork of every
time. This is exact, in
fact here I’m not
assuming that Tolkien
has done something
different or better than
any other great writer
of any time. I am simply
observing that he has
deeply caught his
readers’ attention –
from the first years in
which his books were
published – because they
could identify with the
atmospheres of the
places, the feelings of
the characters and the
sensations evoked by the
objects of Middle Earth.
This is also what the
Classics had done, but
the specific merit of
Tolkien’s was that of
reproducing such an
involvement in a time
which had erased all
involvements, apart from
that of fear. In this
sense he has been able
to reinterpret the old
myths in a modern way.
His early readers cannot
have missed this aspect.
By reading his books,
they learned again to
appreciate the values
that modernity and war
had made them forget,
not because Tolkien’s
novels symbolized
them, but because his
books plunged them
deeply into a parallel
dimension where such
values appeared as neat
as ever, for their
profound coherence with
an articulated context
of events and interwoven
feelings. In other
words, the readers of
that time perceived
fantasy as a
reinterpretation of the
old myths, which had run
out of fashion in the
modern world: and the
old myths returned to
life not through
allegory, but thanks to
their emotional purport.
What is a myth, in fact,
if not a story with a
meaning? And the
basic meaning of the
Greek word mythos
(mæyow)
is “word”, which equals
saying that a myth’s
nature is to “tell”
something”
.
The philosophic purport
of Tolkien’s fantasy
is therefore
proportional to the
extent to which it
“tells” and, by telling,
it “means.” In the
troubled atmosphere of
political and cultural
decadence of the Athens
of the 4th
Century b. C., Plato
conceived the immortal
myth of the Cave,
fundamentally a tragic
parabola that has a
prisoner as protagonist,
getting free from the
chains and coming to the
light of truth from the
shadow of false
knowledge, and finally
returning into the Cave
to wake up the other
prisoners from their
false illusions of
knowledge – with the
only result of being
hated and persecuted –.
This is not only, or
mainly, a wonderful
allegory of the
never-ending conflict
between appearance and
essence, ignorance and
truth, but first of all
a very beautiful story,
made of feelings
(anguish, tiredness, and
then joy – indeed, a
flash of Consolation –
and finally bitter
disappointment), and
also of physical
sensations (the pain
caused by the chains,
the effort to get free,
the initial blindness,
when the sunlight
invades the visual field
of the ex-prisoner). But
isn’t this true also of
The Lord of the Rings?
Doesn’t it mean
while it simply tells?
The author’s purpose
never appears to be that
of “teaching” anything,
insofar as he never
intends to “symbolize”
anything. He has only
conceived a beautiful
and involving story in
which the very natural
perceptions and the
feelings of the
characters are shared by
the readers, as they
feel “protagonists” of
the situations
described. This is the
medium by which the
meaning reaches the
readers. The people who
read Tolkien in his
time, as I reckon,
intensely needed this,
as they had been
deprived both of their
values and of their
emotions. Only a
“healing myth”, not
an allegory, could have
helped them to
reconstruct their
devastated appraisal of
the world. It wasn’t
only the positive
message of a world to
re-build after
destruction, that is the
external and incidental
resemblance between the
events of The Lord of
the Rings and the
history of those
terrible years, but
the affinity of
emotional states,
which carried a meaning.
My idea is that the
readers of those years
needed that meaning, but
would have never
appreciated it as much
as they did, if it
hadn’t been expressed
through those perceptive
and emotional states. In
this sense, they read
Middle Earth as the
hidden dimension of
their time.
What
has happened, in the
meantime? History has
made things change
profoundly, as the world
has gone though the Cold
War, the threats of
terrorism, the
never-ending
technological progress
of the North-West of the
world, the extension of
hunger and poverty in
the South-East, and then
the end of the
contraposition between
USA and USSR, the
destruction of Berlin’s
wall, the radicalisation
of the Middle-East
crisis, and September 11th
2001. But we have also
passed from an age in
which paper was
the main material for
writing and diffusing
ideas, to a time in
which television and
Internet have shown to
be the candidates to the
future monopoly of
communication. However,
the events that have
characterized the sixty
years gone by since the
end of World War II are
not ultimately what has
influenced the human
minds. The state of
culture and human
thought, in our time, is
rather the result of a
sequence of subtle
phenomena, definitely
interrelated with the
massive events taking
place in the outer
world, but less visible,
and almost made of a
transparent substance,
but indeed very
dangerous. It is nothing
less than what Tolkien
himself lamented in his
letters
,
where he expressed his
doubts as to the
concrete possibilities
of seeing the world
improve even after the
end of the terrible
conflict of those years.
The American
“cosmopolitanism” would
result, in his opinion,
in a massive cultural
homologation, which
would determine the
disappearance of many
languages and the
regression of almost
every place to a flat
province lacking
character and
originality. History has
demonstrated that he
wasn’t wrong at all. The
current result of such
involution is nowadays’
globalisation, taken as
a cultural levelling
agent.
But
the sixty years elapsed
in the meantime have
also revealed various
facets, each with a
peculiar shade, of this
transformation. From the
classical principle
Cogito, ergo sum –
already erased by the
irruption of modernity
in the first half of the
Twentieth Century –, we
have passed to the
Habeo, ergo sum (“I
have, therefore I am”),
implicit motto of
Consumerism, a stream of
commercial thought
originated from America
and gradually spread
into the whole Western
world, after the end of
World War II. The late
consequences of such
basic idea are what we
see even today, when
people do not only think
that they will feel
happier if they keep
buying and accumulating,
but mainly assume that
they will be at peace
because of what the
others think about them
(or, which is the same,
because of how they
appear). What I mean
is that, while in the
phase approximately
included between the
Sixties and the early
Eighties the fact of
possessing something
was considered as a
brick to build up one’s
happiness (legitimate
aspiration, up to a
certain degree) and
pride (very frequent
degeneration), the
latest twenty years have
seen another trend
prevailing: that of
feeling the constant
need for being “like”
the others: from
Habeo, ergo sum, to
Videor, ergo sum
(“I appear,
therefore I am”).
Before, people wanted to
appear richer,
wealthier, and possibly
younger than the others.
After progress has put a
relatively high number
of people in the
condition to afford the
pleasures of life, the
goal has become,
instead, that of
reaching the “common”
standard: to appear
in line with the rest of
the people. Most
people have started to
think that they would be
happier by adapting
themselves to the most
widely diffused
commercial models.
Homologation,
therefore, has become
the key word.
Undoubtedly, this is
also the result of
television and
technology, more in
general, as people have
lost the habit of
reading, the educational
systems have ceased
paying the due attention
to the lesson of the
Classics, and the very
sense of curiosity for
the world’s numberless
aspects has been
constantly decreasing
for the majority of
individuals. The
involution has been
slow, but diabolically
genial. The masters of
TV, in particular, have
apparently thought that,
since all the available
“spaces” had been
filled, and nothing new
could be offered to an
audience which, in most
cases, had given up the
habit of thinking
independently, the only
possible way to continue
selling was to make
the spectators
protagonists. This
is what had already
begun happening in the
late Fifties and Sixties
with the TV quizzes, but
in the rest of the world
has become a reality
during the Seventies and
the Eighties with a
series of shows which
didn’t involve the human
brain excessively, as
they were mainly focused
on a passive form of
entertainment and on
situations in which
everyone could identity
himself or herself.
Let’s think of TV soap
operas or of music shows
exclusively targeting a
commercial type of
production; let’s also
consider the “candid
camera” and the
“karaoke” shows. These
were all “items” that
even rusty brains could
receive, because they
did not involve
thinking (quizzes
still did, a little bit,
but not definitely the
other shows mentioned).
The ultimate – and
dramatic – involution of
such premises has
happened in the
Nineties, with the
reality shows and
the garbage TV debates
with people getting
naked and fighting just
for the sake of it, and
more in general with
empty and meaningless
vicissitudes presented
to the audience as a
mirror of their lives. A
tendentially homologated
world – because already
accustomed to a quality
of TV products that
didn’t urge the
intellectual faculties
to work and develop –
has so finally
surrendered to a
complete lack of
content, in the name of
the importance itself of
watching. Nobody
has any longer wondered
what they were
observing, but the bare
truth is that they were
just contemplating the
image of the hollow
lives of theirs,
reflected in a mirror.
We could say that the
vast majority of the
people have become
“Nazgûl” of such type of
TV production, which has
radicalised their
natural tendency to
appear in front of
the others (“I watch
this type of TV because
it says how I am;
ergo, I unwillingly
tend to become more and
more like that”). This
is, after all, what the
protagonists of reality
shows do: competing in a
series of meaningless
activities, in order to
impress an audience. The
audience itself, then,
normally supports the
candidate that is closer
to its own expectations,
which means the one that
is more “in the
average”. This is a
perfect synthesis of
homologation and
vampirization,
considered as the need
for sucking from other
lives in order to find
one’s life sense. It is
the same non-logic of
the stalkers,
individuals who
passively follow someone
else’s life just for the
taste of watching it
.
It is
therefore in such
context that we must
attempt to define in
what sense Middle Earth
today can still be (and
is, in own view)
a hidden reality. To
this regard, it is
important to underline
that a famous
philosopher of our time,
Jean Baudrillard,
between the Sixties and
the Seventies had
already elaborated the
concept of Hyperreal. In
his words, “unreality no
longer resides in the
dream or fantasy, or in
the beyond, but in the
real's hallucinatory
resemblance to itself”
.
This is due to the fact
the true reality (i.e.
the essence of things)
has by now disappeared,
and what remains of it
is only an illusion,
realized by
technological means
(from photography to
Internet, we could say),
which reproduces what
once was but no longer
is. Baudrillard assumes
this is what even
Realism contributed to,
with its attempt to
create a double
of reality in a
reproduction that might
be as close to the
original as possible;
Surrealism substantially
confirmed the end of
reality, because it
supported an Escape into
an imaginary world,
which was completely
disconnected from it,
and made of the same
substance of dreams.
Only Hyperrealism, in
his opinion, is an
honest mirror of the
world we live in,
because, in truth, a
world, considered as
the dimension in
which we exist, no
longer exists. There is
only a pale remembrance
of what it once used to
be, and a series of
useless efforts to
reproduce it in artistic
or technological forms.
This is the same logic
of fantastic creations
like that of the movie
Matrix, in which
the world is just
a mental image injected
into the human minds by
machines and computers
that have gained control
of the whole world and
feed on the survived men
and women’s lives. But
it’s also the very
concept of virtual
reality, elaborated
by William Gibson in his
most famous cyberpunk
novels
,
where a human mind, by
means of a computer
equipment, can access a
synthetic dimension,
every aspect of which
corresponds to specific
sides of the real world
(like databases and bank
accounts under the shape
of palaces and objects).
Not by chance,
Baudrillard is judged
the most relevant
philosopher of
Post-Modernity, the
ultimate reality in
which we all live,
today. In it, given the
premises of his
reasoning, there is no
need for a real
Escape and a
Recovery, because
the world by itself is
illusory, as it is
filled with simulation
in all its parts.
So,
here we come to the core
question of this essay:
where is Middle Earth
hidden, in the
post-modern age? In
other words, how can
Tolkien’s world interact
with today’s potential
readers, who are not
only generally lacking a
classical culture
background, but also
mainly inclined to
appreciate the
superficial appearance
of people and things? It
is not easy to answer,
but one premise is
necessary: we must not
think that the effects
which The Hobbit
and The Lord of the
Rings could have on
the readers of their
time cannot be repeated
today. There is,
after all, a tiny thread
of continuity between
that age and ours (so
close, yet so far): it
consists in the stress
that still today someone
needs to place on the
often forgotten – but
never dead – values,
which modernity has
progressively eroded:
love, faith, courage,
friendship and others,
and surely emotional
aspects which can still
today touch the chords
of the sensitive souls.
But the true question
is: can a true Escape, a
Recovery and a
Consolation happen in a
time in which appearance
seems to have prevailed
over everything else?
Can a Secondary Belief
be triggered in a time
in which people just
look at what they are
served by TV and
technological devices,
without even thinking
for one second of the
beauty of nature? In
Baudrillard’s view, this
wouldn’t be possible,
and would even be absurd
and meaningless, given
that the very world we
live in is an illusion.
In “Tolkienian” terms,
instead, I believe there
would still be room for
hope. This is true for
an essential reason:
despite the corroding
presence of technology,
which progressively
erodes the natural
spaces, nature still
endures, on many
occasions showing up
with catastrophes like
the recent tsunami, but
in most cases silently
working as a soothing
agent, which can be
enjoyed only in the
enchantment of silence.
In one of his letters
,
Tolkien longs for the
empty spaces of South
Africa, the land in
which he had spent the
first four years of his
life, and where now his
son Christopher, during
World War II, has been
obliged to go with the
British Army
.
The author here says
that, from an
intellectual point of
view, it is impossible
to accept the idea of
surviving in a desolate
scenery, but adds that,
if there weren’t such
desert places and
unexplored lands to
imagine, he would begin
to hate all the green
that exists in the
world. In my own view,
the first agent through
which Middle Earth can
perform its healing
power in our time is
precisely such sense of
empty spaces and
unexplored lands (and
seas). The reason why it
is so pervasive and
magnetic, in an age like
ours, is that we live in
a hyper-filled world.
Baudrillard is right in
saying that we have
artificially reproduced
the true reality, but
what is mostly true is
that we have erased the
perception of space, and
the very possibility of
imagining new dimensions
(real or unreal) to
discover. This is the
consequence of the
growing laziness of the
mind, induced by the
technologically driven
homologation, but also
the premise of a
possible reconquest.
People are probably,
even unconsciously,
reacting against the
bottom-condition to
which they have been
forced by the media, and
are trying to rediscover
the pleasure of seeing
things with their own
eyes. This is somehow
related to the energy of
Middle Earth, if we want
to read the world we
inhabit in Tolkienian
terms. In fact, it is
not only a superficial
similarity: we have a
world (Middle Earth)
that machines and
monsters have tried to
destroy, but in which
nature (see the Ents)
has remained able to
react, and then we have
a reality (the real
world) in which somebody
is resisting
against the prevalent
ignorance and
homologation.
Furthermore, and even
more importantly, the
people have begun to
understand how
disappointing could be
their tendency to get
satisfied with the outer
shell of things, without
catching their soul, how
inadequate to supply
them happiness. Someone
has therefore started
looking for an
alternative. And such
alternative can only
pass through nature and
culture, as only nature
contains the free space
in which body and
thought can find peace,
and culture is probably
the most powerful means
to teach the importance
of all this. Not by
chance, the Lord of
the Rings and the
other Tolkien’s works
have in nature their
main focus.
I
previously said that the
Escape, the Recovery and
the Consolation
triggered by the places
and the characters of
Middle Earth, for the
readers of Tolkien’s
time was the premise for
rediscovering the
values hidden
underneath. Ultimately,
this was the deep sense
of Consolation, in that
age of Fall, in which
everyone felt the need
for a Redemption
(although not
necessarily in religious
terms). Today, probably
the most important
moment, in the triad of
Secondary Belief, is
Recovery. People, in
fact, find that they
cannot escape
into another dimension,
because there is no
other dimension (as
Baudrillard as
rightfully taught). What
they can do is to
rediscover the hidden
dimension that lies
in the very world they
live in. And this is
the dimension of
nature and its
energy. Middle Earth
places so much
importance on this
aspect, that even an
apparently secondary
character, like
Treebeard, is in reality
fundamental, and not
only for the
contribution that he and
the other Ents give to
the cause of the free
people of that continent
(by defeating Saruman),
but mainly for the
lesson of calm and
patience in the
appraisal of nature’s
energy that they offer.
They have suffered, they
have pondered their
sorrow for long years,
longing for their
maidens, mysteriously
disappeared, but they
haven’t lost their
ability to get surprised
in front of nature’s
beauty. They haven’t
forgotten how to be
positively superficial,
because there is so much
depth also in the
surface of the world, if
this is not the result
of obtuseness, but the
fruit of a profound
compenetration with
nature’s pace (and
peace). Middle Earth
reactivates our ability
to enjoy the present
time and place, the fact
of being here and now,
without necessarily have
to plunge into deep
philosophic reflections,
but also with the
awareness that, if we
want to do so, led by
the healing power of
nature, we will not get
lost, but we will find a
safe way back to the
real world. Middle
Earth, therefore,
nowadays proposes itself
as a possible approach
to reality, rather than
as an alternative to it.
Getting into that
dimension means to
rediscover the roots of
our world’s beauty. This
is also true because
Tolkien’s fantasy today
can no longer be
considered as much a
literary genre as a
different perspective on
reality. It is still not
an allegory, but a
palette on which we can
find the same colours –
the same essences,
I would say – that
compose the world we
belong to. There is a
secret path that goes
back and forth between
Middle Earth and the
real Earth, which is
that of simple
perceptions, the ones
that the sense of wonder
enshrined in Recovery
can convey.
There
are many points in
common between all this
and holistic medicine,
in my opinion. Bach
Flowers and other
similar natural
remedies, in fact, aim
all at re-establishing
the natural energetic
balance in every
individual, by supplying
them the substances that
they need in order to
compensate specific
faults of their body and
character
.
The result of following
the right therapy is a
state of serenity, in a
quiet contemplation of
nature’s traces even in
the stressful reality of
every day. Tolkien can
provide similar
emotions, and today more
than in the past,
because Escape, Recovery
and Consolation seem to
be closer to each other.
We can escape into our
very world, or better
into natural energy, by
means of a story that
emphasizes its healing
power, although referred
to an imaginary
elsewhere; moreover,
we find our Consolation
in a simple but intense
joy, which seems that of
the best moments of our
lives. Escape and
Consolation converge and
stay attached to the
core moment of Recovery,
engraved in the secret
heart of nature.
The
beauty of Tolkien’s
creations, in fact, lies
also in the fact that,
although led by a deep
Christian faith
,
they don’t have a
“conversion” as a
pre-requisite. Tolkien
himself, in the Letter
no.89
,
underlines how he has
personally experienced
intense moments of
Consolation while
reading certain passages
of the Hobbit and
Lord of the Rings,
like when Bilbo sees the
eagles arriving or when
Sam (wrongfully)
realises that Frodo has
been killed by Shelob.
Therefore, there can be
a Consolation which,
although comparable to
Heaven’s Joy, is worth
appreciation by itself,
and independently from
the faith one may have:
to the extent that it
can also appear in
dramatic moments,
because the
eucatastrophe (the
Happy Ending), although
apparently lost, still
burns underneath. But
isn’t this, mutatis
mutandis, what
nowadays’ reality is? A
world as grey as Mordor,
in many cases, because
made poor and sterile by
technology and
ignorance, but in which
energy can still be
found, as long as we
learn again to
appreciate the beauty of
nature and its wonderful
healing power. This
is where Middle Earth
hides today, and where
we can find it. And this
is also the
demonstration of how
fantasy – no longer
regarded as a “genre”,
but as an approach to
life – can in truth
become the most delicate
form of realism (or
however the most
efficient interlocutor
of realism) in locating
the most seducing and
appreciable aspects of
the real world. By
similitude, in fact, we
can read many authors of
the real world as an
ideal continuation of
Tolkien’s sensitivity in
the “real world’s
literature”. I am
especially thinking of
the ones that I have
already mentioned
before: Hermann Hesse
and José Saramago, very
different between
themselves, but indeed
able to convey a common
message of consonance
with Tolkien’s themes.
In fact, they have
detected a secret thread
in the everyday life of
this world, without
stepping into
esotericism, but just
considering elements of
strangeness and
atmosphere in
situations that we all
experience in our daily
routine. Their
parallel dimensions
are situated in the very
Earth we all know, but
indeed evoke haloes of
perception and meaning
that seem to allude to a
Middle Earth of
Reality. In the last
part of this essay I
would like to consider
some of their passages,
compared to other ones
from Tolkien’s works,
before making some final
reflections on the
contribution that the
Lord of the Rings
movie has given to the
rediscovery of Tolkien
in our time.
First of
all, I would like to
quote a passage of
Hermann Hesse’s novel
Narcissus and Goldmund,
where the author places
a special stress on the
enchantment of nature,
focusing in particular
on its direct
relationship with man’s
choices and course of
life events. The
protagonist, the young
student Goldmund, is a
student in a medieval
monastery, and his
teacher is the monk
Narcissus, who is
specially dear to him.
In such a
dreamlike world Goldmund
lived more than in
reality. The real world
(…) was but a surface, a
thin membrane trembling
above the transcendent
world of images and
dreams. Anything would
have sufficed to pierce
such a subtle diaphragm:
a mysterious note in the
sound of a Greek word in
the middle of a boring
class, a wave of scent
from the knapsack in
which father Anselm
collected herbs for his
botanic studies, the
view of a stony spray
sprouting from the
capital of the column of
an arched window… such
tiny spurs were
sufficient to perforate
the membrane of reality
and stir up, behind its
placid aridity, the
tumult of abysses,
floods and milky ways
that agitated that
imaginary world of the
soul.
(Hermann Hesse,
Narciso e Boccadoro
(Italian title for
Narcissus and Goldmund),
ed. Oscar Mondadori,
1989, p.56. Translation
by Giovanni Agnoloni -
hereinafter, G. A. -).
This passage can be
looked at as a poetic
synthesis of the themes
we have been considering
in this essay. The
attitude toward nature
and culture of this
student, Goldmund,
substantially consists
of the same themes: a
deep curiosity and a
secret enthusiasm. So
sharp are these feelings
in him, that he
precociously develops a
very profound
philosophic intuition –
that of the world being
just a membrane, which
means an illusory
diaphragm under which
lays the true essence of
things –. His own mind,
therefore, is gifted
with a powerful talent
of fantasy, that he uses
not to escape into an
imaginary dimension, but
instead to feed his mind
and soul with the
natural energy,
emanating both from
father Anselm’s “herbs”
and from the
architectonic details of
the monastery in which
he lives and studies.
Underneath, lays a storm
of intellectual forces
in preparation, ready to
make him become the
wandering artist that
will walk for
never-ending miles
through the counties of
this patch of world,
leaving works of craft
here and there, as the
novel tells. Mind and
culture, therefore,
emerge as powerful
traits d’union
between the natural
energy and the surface
of things, as to
demonstrate that
perceptions and
reflections are not
necessarily in
contradiction with each
other, as long as the
superficial dimension of
natural well-being
remains the point of
reference of the
thinking soul. There can
be no knowledge, the
writer seems to assume,
if disconnected from a
simple acceptance of
nature’s pace, and,
likewise, there can be
no real pleasure in
living in this world, if
not accompanied by the
awareness of the values
and meanings it entails.
In other words, the
ideal solution for a
happy existence (away
from the “disease” of
mental homologation)
seems to derive from a
careful balance between
surface and profundity:
in this sense, there can
be so much intensity of
thought in a quiet
natural perception.
In this light, I cannot
help citing the words
that Tolkien uses to
describe the fusion of
ingenuity and wisdom of
the Ent Treebeard. These
are the sensations that
Pippin will recollect,
when remembering such
character’s eyes:
“One felt
as if there was an
enormous well behind
them, filled up with
ages of memory and long,
slow, steady thinking;
but their surface was
sparkling with the
present; like sun
shimmering on the outer
leaves of a vast tree,
or on the ripples of a
very deep lake. I don’t
know, but it felt as if
something that grew in
the ground - asleep, you
might say, or just
feeling itself as
something between
root-tip and leaf-tip,
between deep earth and
sky had suddenly waken
up and was considering
you with the same slow
care that it had given
to its own inside
affairs for endless
years.”
(J.R.R.
Tolkien, The Lord of
the Rings,
HarperCollins 1991,
p.452)
It is
beautiful how the eyes
of Treebeard comprise
two different but
convergent dimensions:
that of
insight
and that of
“out-sight”.
They have trained
themselves to studying
the intimate nature of
the Ent, but are still
able to reflect and
enjoy the immediate
pleasure of the outer
world. And it is
interesting to note that
the expression “like sun
shimmering on the outer
leaves of a vast tree,
or on the ripples of a
very deep lake” suggests
sensations related to
air (the implicit idea
of the wind that
caresses the leaves of a
tree), water (the lake)
and earth (the ground in
which every tree is
rooted and on which the
Ents can walk), along
with that of
pure
energy
(the shimmering light of
the sun). These are all
the necessary
ingredients of a natural
approach to life. One
could assume that, as
long as you have earth,
water, air and sunlight,
you can be happy, and
you don’t need anything
else. However, Treebeard
has not been satisfied
only with this. He has
always wanted to go
deeper, to understand
the intimate secrets of
nature, starting from
his very soul, and much
has suffered, like all
the Ents, for the
disappearance of the
Entmaidens. But his own
self-awareness has
always been somehow
tailored on his identity
of a natural entity,
conscious of its own
limits (“just feeling
itself as something
between root-tip and
leaf-tip”), but also of
a heritage belonging to
centuries of natural and
cosmic history (“between
deep earth and sky”). In
other words, Treebeard
is the point of
connection between the
vegetal and the human
nature. He is aware of
the deep dynamics of
nature, but has also
feelings absolutely
similar to those of a
human being. And, most
relevantly, he suggests
– just with his eyes’
expression – much more
that he directly
reveals.
This
is one of
the most important
aspects of Tolkien’s
fantasy, as well as one
of the reasons why
Treebeard, better than
other characters,
reveals the true meaning
of the expression
natural allegory,
or, in other words, the
peculiar way in which
symbols appear in
Tolkien’s works, by
means of natural
inspiration.
Treebeard doesn’t
“symbolize” anything
specific, but
suggests, or better
inspires, an idea
of equilibrium between
simple perceptions and
the dimension of thought
.
Not by chance, Tolkien,
in his letter no. 180
,
admits that he hadn’t
planned to create the
Ents, but they simply
appeared out of his
mind; more in general,
the whole story seemed
to be writing itself.
All this explains why
whatever symbol can be
found in Tolkien’s works
hits the reader’s
imagination not by
allegoric means, but
through inspiration.
Tolkien didn’t dislike
symbols per se,
but simply didn’t
approve allegory. That
didn’t exclude the
possibility of
perceiving symbolic
meanings which naturally
emanated from the
perceptive halo of the
places and the
characters of Middle
Earth. This is the way
in which what I call
“natural allegory”
works, and Treebeard is
a very relevant example
of it. In fact, we
readers of today can
interpret the Ent as an
implicit sign of alarm
in relation to our
world’s large state of
indifference and
homologation. But this
was not, of course,
Tolkien’s purpose, in
creating such a figure.
He had only followed the
natural course of his
inspiration. The writer,
though, didn’t aim at
“teaching” anything: it
is just our readers’
freedom which permits us
to feel this character
as a spur against
today’s world’s
indifference and lack of
sensitivity, and this is
a legitimate
interpretation, insofar
as it doesn’t
contradict, but rather
completes, the halo of
atmospheres of the
forest of Fangorn and of
the Ent people. The
“surface” of the “real
world”, to repeat
Hermann Hesse’s words,
can so be pierced almost
without effort, because
our mind is involved
only after our
senses. The world of
inside and that of
outside find a point of
contact as much in the
eyes of Goldmund as in
those of Beardtree. Both
of them are the
expression of a
fantasy approach to
reality. This is,
therefore, an important
clue of the existence of
a “Middle Earth” as a
“hidden dimension of
reality”, which is an
invisible bridge of
energy between the
sphere of perception and
that of reflection.
The following passage,
from José Saramago’s
novel The Gospel
According to Jesus
Christ
goes deeper into such
themes, because it
almost offers a cosmic
fresco, whose paint is
precisely the secret of
natural energy.
It was
the time in which
morning twilight covers
with grey all the
colours of the world. He
set off toward a little
penthouse, which was the
donkey’s shelter, and
there he relieved
himself, listening, with
a half-conscious
satisfaction, to the
sharp sound of his urine
against the straw spread
on the ground. The
donkey turned the head,
letting its protruding
eyes shine in the
darkness, and then shook
vigorously the hairy
ears and poked again the
muzzle into the manger,
tasting the leftovers of
its ration with its big
and sensitive lips. (…)
Joseph stared at the sky
and, in the depth of his
heart, wondered. The sun
is late to rise, there’s
not, in the whole
heavenly space, even a
slight trace of the pale
tones of dawn, not a
gentle stroke of pink or
of sour cherry, nothing,
all along the horizon
line, as far as the
courtyard walls let him
see, for the entire
extension of an immense
ceiling of low clouds,
similar to little
squashed cloth-balls,
all alike, nothing but
one violet colour that
is already beginning to
become vibrant and
luminous there where the
sun will break in, and
is progressively getting
darker, more and more,
so as to blend with
what, beyond, is still
night. (…) With the
heart filled with awe,
Joseph imagined that the
world was coming to an
end, and he, there, only
witness of the final
sentence of God, yes, he
alone, there’s a
complete silence both in
the sky and on earth,
you can’t hear a noise
in the nearby houses,
not even a voice, the
cry of a baby, a prayer
or a curse, a breath of
wind, the bleating of a
goat, the barking of a
dog, Why aren’t the
cocks crowing, he
murmured, and he
repeated the question,
anxiously, as if on the
cock-crow depended the
last hope of salvation.
They sky, then, started
to change. Very slowly,
almost imperceptibly,
the violet began to be
tinged and to assume,
within the ceiling of
clouds, a pale pink
colour, which then
reddened, until it
disappeared, it was
there and one second
later it no longer was,
and suddenly the space
exploded in a bright
wind, multiplying in
golden spears that hit
and pierced the clouds
which, who knows where
and when, had increased,
become enormous, huge
boats that hoisted
incandescent sails and
ploughed a finally free
sky. (…) The morning was
advancing and expanding,
and it really was a
vision of almost
unbearable beauty, two
immense hands that
entrusted to the air and
the flight a huge and
shining paradise bird,
which displayed like a
radiant fan its tail by
one thousand eyes,
making sing, near there,
simply, a nameless bird.
A breath of newborn wind
then hit Joseph in the
face, agitated the hairs
of his beard, shook his
tunic, and then
surrounded him like a
whirlwind in the desert,
or maybe what seemed
that was just the
dizziness caused by a
sudden turbulence of the
blood that was running
down his back like a
burning finger, signal
of another and much more
pressing need.
(José
Saramago, Il Vangelo
secondo Gesù, cit.,
pagg.19 ss.
Translation by G. A.)
The
concept of natural
miracle here matches
perfectly that of
natural allegory,
converging with it in
the definition of a way
to grasp the core of
nature’s energy. The
scene describes what, in
the “heretic” view of
José Saramago’s, is the
atmosphere preceding the
Conception of Jesus
Christ through the Holy
Ghost. This, in this
very unorthodox
perspective, happens
when Joseph, pater
putativus of Jesus,
right after an
unnaturally delayed dawn
feels the need to stay
in bed with Mary, and
through his semen –
although unwillingly –
lets God’s spirit
fecundate his wife. The
spiritual miracle passes
through a series of
images which of course
belong to the real
world, but possess also
an inner strength, an
inexplicable
“strangeness” that is
the purport of their
proximity to another
dimension. It would not
be improper to call this
the realm of fantasy,
but what is mostly true
in such a statement is
the fact that fantasy
and reality share a
common secret: energy,
the very one that comes
to us through the sun,
water and air, and makes
life possible on earth,
coming out as the most
direct means to
comprehend, simply, the
deepest mysteries of
faith. Silence precedes
the cosmic music of
clouds, light and wind,
and there is an indeed
abrupt passage from the
immobility of a sort of
pre-life or
limbo-existence, to the
full blossoming of the
new day. In such a
vision, man mirrors
himself into universe
and we can perceive,
although for a tiny
second, the intimate
affinity which exists
between even the
smallest particles of
the world and the
physical and spiritual
unity of its whole.
Well, I see a profound
consonance between such
an approach to the
real world and
Tolkien’s one to Middle
Earth. What is, after
all, this dimension of
energy inside our
world, if not a
reproduction of the
deepest chords of Middle
Earth’s melodies? Isn’t
it true that Arda,
Tolkien’s earth, was
created when the Ainur
developed the musical
theme that Eru (God) had
suggested them? And
cannot such music be
regarded as a wonderful
natural allegory
– that is, a symbol that
works by means of a
natural inspiration
– of nature’s energy?
What I mean is that
Saramago’s description
is coherent with the
most profound and
delicate part of
Tolkien’s imagination,
which borders the
territory of religion.
Tolkien was a true
believer, a devout
catholic, although he
didn’t necessarily want
to express religious
values through his
literary works. In his
letter no. 165
,
he remarks how wrong it
would be to find
allegories in The
Lord of the Rings,
but also rejects the
critic
that in his novel
there is no religion. In
fact, he adds that
Middle Earth is a
monotheistic world of
“natural religion”. In
my own view, such
expression (natural
religion) is
perfectly consonant with
natural allegory
and natural
inspiration, because
they are all facets of
the same “entity”:
natural energy. This
is why Tolkien never
goes deep into the
figures of the Valar or
Eru in either The
Hobbit or The
Lord of the Rings.
We perceive the presence
of a secret layer of
cosmic secrets, beneath
the surface of the
world, exactly as we
have caught it in
Saramago’s passage, but
it’s all sort of
implicit in the
“superficial” beauty of
nature. Inserting a
forced element of
“religion” into this
frame would make the
narration lean toward
the extreme of allegory,
rather than that of
natural allegory and
natural inspiration.
Therefore, Tolkien
prefers to develop such
themes in works that are
not ultimately “human”,
but mainly focussed on
the immortals and the
Elves, like the
Silmariillion and
Ainulindalë. At the
beginning of the latter,
we read that.
There was
Eru, the One, who in
Arda is called Ilúvatar;
and he made first the
Ainur, the Holy Ones,
that were the offspring
of his thought, and they
were with him before
aught else was made. And
he spoke to them,
propounding to them
themes of music; and
they sang before him,
and he was glad. But for
a long while they sang
only each alone, or but
few together, while the
rest hearkened; for each
comprehended only that
part of the mind of
Ilúvatar from which he
came, and in the
understanding of their
brethren they grew but
slowly. Yet ever as they
listened they came to
deeper understanding,
and increased in unison
and harmony.
(J.R.R.
Tolkien, Ainulindalë,
in The Silmarillion,
cit., p.15)
This is a mythic
reproduction of the
cosmic secrets hidden
behind the veil of
appearance of the
world’s curtain. But
such degree of
comprehension is not
human. Men (and Hobbits)
can only perceive
something much closer to
the surface of the world
they live in, both in
the real earth and in
Middle Earth. We have
seen Saramago’s Joseph
staring in wonder at the
natural miracle of a
very unusual dawn. Now
let’s remember Frodo’s
enchantment at the
Elves’ songs in
Rivendell:
Frodo was left to
himself for a while, for
Sam had fallen asleep.
He was alone and felt
rather forlorn, although
all about him the folk
of Rivendell were
gathered. But those near
him went silent, intent
upon the music of the
voices and the
instruments, and they
gave no need to anything
else. Frodo began to
listen.
At first
the beauty of the
melodies and of the
interwoven words in
elven-tongues, even
though he understood
them little, held him in
a spell, as soon as he
began to attend to them.
Almost it seemed that
the words took shape,
and visions of far lands
and bright things that
he had never yet
imagined opened out
before him; and the
firelit hall became like
a golden mist above seas
of foam that sighed upon
the margins of the
world. Then the
enchantment became more
and more dreamlike,
until he felt that an
endless river of
swelling gold and silver
was flowing over him,
too multitudinous for
its pattern to be
comprehended; it became
part of the throbbing
air about him, and it
drenched and drowned
him. Swiftly he sank
under its shining weight
into a deep realm of
sleep.
(J.R.R.
Tolkien, The Lord of
the Rings, cit.,
p.227)
Again, it
is music that conveys
Frodo’s sensations.
Music was the medium to
create the world, and
now through it a mortal
creature may perceive
the softest harmonies
that connect the real
world (supposedly,
Middle Earth, in a
Hobbit’s perspective)
and the
beyond
of the unmentioned
immortals. Such
“intuition of a parallel
dimension”
inside
the parallel dimension
of Middle Earth is in
fact the most powerful
means for us reader to
identify with the places
and the situations of
the
Lord
of the Rings.
Indeed, this is a sort
of “squared fantasy”, as
we live ourselves the
experience of
secondary belief
– and therefore of
Escape, Recovery and
Consolation – at the
same time as the novel’s
protagonist. We feel
drawn
into a parallel
dimension while
he feels dragged into
another parallel
dimension, the very one
evoked by the Elves’
music. This means that
we are deeply plunged
into the point of view
and perception of the
book’s protagonist, and
really come to a point
where our “memory” of
the real world somehow
fades, although only
apparently. What will
happen to Frodo, after
the end of the elven
enchantment, will happen
to us, too, after the
end of our reading. But
this is part of the
process of Recovery:
rediscovering our
world with renewed eyes,
once we have washed our
senses by walking
through the purifying
cascades of faerië.
This is also the way in
which Middle Earth works
its soothing way into
our world. Today it does
so differently from how
it used in Tolkien’s
time, because it is more
focussed on the
energetic and emotional
side of human experience
than on that of
“values”. Values,
still, are the substance
of which perceptions and
emotions are made, but
in a world become
culturally and humanly
deaf, in most cases,
they could not catch the
people’s attention so
vividly if they didn’t
respond to the intimate
need for healing that
almost every sensitive
soul nowadays has. In my
own experience, reading
Tolkien has somehow
confirmed the positive
experience I was having
with holistic medicine,
which has got me into
studying such analogies
more in depth,
especially by means of
comparisons with authors
of “realistic
literature”. It is by so
doing that I’ve come to
discover the common
territory of energy as
the dimension of life’s
appraisal which both
fantasy authors and
“fantastic realists”
have. Such comparisons,
in fact, may lead to
understanding more in
depth various core
points of Middle Earth.
Furthermore, they may
let us realize that
Middle Earth is so
charming and convincing
because it strictly
resembles (in depth, not
only in surface) the
real world. This is
something missed by
large part of the critic
that over the years has
flourished in Italy (but
not only here) on
Tolkien’s themes, which
has often placed a
special emphasis on the
religious implications
of Tolkien’s
inspiration, or even on
a supposed political
background of his
thought. Nothing could
have been more wrong, in
my opinion. Tolkien’s
inspiration was
essentially the result
of a secret dialogue
between him and nature,
and the sceneries that
he offers to us in his
works are a natural path
through life, which may
lead to religion, if one
wants to take it in that
way, but does not
necessarily push in
that direction.
This is something that
more than anything else
explains people’s
never-ending attention
for Tolkien’s works,
even in a superficial
and homologated world as
that of today. And this
is also something that
Peter Jackson and his
staff bore in mind, in
making the Oscar winning
movie of The Lord of
the Rings. I believe
they have been able to
realize a film that
couldn’t have been
closer to the original
imprint of Tolkien’s
novels, although
undoubtedly different
and also less profound
and delicate than it.
The necessity to involve
the audience in the
sequence of the events,
together with that of
simplifying as much as
possible the complex
dynamics of Middle
Earth’s history, has
caused the lack of charm
and profundity that many
parts of the movie
present, compared to the
novel: let’s think of
the Shire or of
Lothlórien, which have
been quickly touched,
while in the book you
could breath their
atmosphere and enjoy it
fully. But this doesn’t
mean that the movie has
been a failure. On the
contrary, within the
limits of the show
business, it has
definitely succeeded in
offering a very
involving plot of events
and emotions, pressed
together in am exciting
whirl, with sudden
although short breaks –
like the sceneries of
Rohan, the vision of
Minas Tirith seen from a
distance, the Misty
Mountains –. These are
the gifts that a piece
of real world – New
Zealand –, combined with
the prodigies of
computer science, have
made to the spectators
of the whole world. I
wonder how many of these
have decided to read the
Lord of the Rings
for the first time after
seeing the movie. What
is sure is that Peter
Jackson’s work has
definitely contributed
to raising people’s
curiosity in a time that
is very poor of it, and
in which culture must
necessarily walk down
the path of business, in
order to be considered.
But indeed, it has been
a very important step
toward the opening of a
wider debate on the
value of fantasy as a
means to rediscover and
appreciate reality.
As a conclusion of this
essay, therefore, I
would like to remember
once more the sensations
evoked by the greenest
sceneries of Middle
Earth as described by
the movie (the woods of
the Shire – the Old
Forest –, Lothlórien,
Fangorn), while quoting
a passage from One
Hundred Years of
Solitude, the
masterwork of another
great fantastic realist,
Gabriel García Márquez,
and then a passage of
The Hobbit, on the
Mirkwood. Nature leads
the game, in fantasy
as much in the new
fantasy that the
real world literature
can offer, and finally
also in the best
possible compromise
between commerce and
culture, that is the
good cinema. There
indeed exists a
circularity of
perceptions that should
make us think about the
relative value of
boundaries between
different artistic
expressions, as well as
between art and life. I
will not add any more
comment, after these
excerpts. I would just
like to read them, and
propose them to the
readers’ attention,
while thinking of a
realm in which nature is
the only sovereign, and
men and the other
creatures spontaneously
respect it, because they
are all aware that they
are part of it, and even
in its darkest corners
they mustn’t be afraid,
since there is an
intimate light of hope
(or of energy)
that leads them through
its meanders. Adding
more words to these
artistic expressions,
after all that we’ve
been saying, would mean
to search for symbols,
or to look for
allegories. But the true
fantasy, as well as the
genuine “new fantasy”
(or “fantastic
realism”), doesn’t bear
allegories, but
essentially inspire us
with energetic meanings.
The true fantasy is
intimately imbued with
reality, and constantly
lets us Escape and
Recover, finding a true
Consolation in our
present and in the place
we live in.
The earth
became soft and wet,
like volcanic ash, and
the vegetation grew
constantly more
insidious and the birds’
trill and the monkeys’
screeches got farther
and farther, and the
world turned sad
forever. The men of the
expedition felt
oppressed by the
silence, anterior to the
original sin, where
their boots sank in
ponds of smoking oils
and their machetes cut
in pieces bleeding
lilies and golden
salamanders. For a week,
almost without speaking,
they worked their way
like somnambulists
through a universe of
affliction, weakly lit
up by the tenuous
reflection of luminous
insects and with their
lungs oppressed by a
suffocating blood odour.
They could not return,
because the path that
they were opening while
walking closed again in
little time, with new
vegetation that they saw
growing almost with
their eyes. «It doesn’t
matter », said José
Arcadio Buendía. «The
essential thing is to
not get lost». Always
relying on his compass,
he kept leading his men
towards the invisible
North, until they
finally got out of the
enchanted region. It was
a deep night, without
stars, but darkness was
imbued with a new and
clean air. Exhausted for
the long crossing, they
hung their hammocks and
slept deeply for the
first time after two
weeks. When they woke
up, with the sun already
high, they got
stupefied. Before them,
surrounded by ferns and
palms, white and dusty
in the silent morning
light, there was a huge
Spanish galleon.
Slightly inclined on
starboard, from its
intact masting hung down
the squalid rags of the
sailage, among shrouds
adorned with orchids.
The hull, covered by a
neat body of petrified
remora, and of soft
musk, was securely
bolted in a ground of
stones. The whole
structure seemed to
occupy an ambit of its
own, a space of solitude
and oblivion, forbidden
to the vices of time and
to the habits of birds.
In the inside, that the
expedition explored with
cautious fervour, there
was nothing but a thick
layer of flowers.
(Gabriel García Márquez,
Cent’anni di
solitudine, ed.
Mondadori
–
Italian edition of
One Hundred Years of
Solitude - , 1982,
pagg.12-13. Translation
by G. A.)
They
walked in single file.
The entrance to the path
was like a sort of arch
leading into a gloomy
tunnel made by two great
trees that leant
together, too old and
strangled with ivy and
hung with lichen to bear
more than a few
blackened leaves. The
path itself was narrow
and wound in and out
among the trunks. Soon
the light at the gate
was like a little bright
hole far behind, and the
quiet was so deep that
their feet seemed to
thump along while all
the trees leaned over
them and listened.
As their
eyes became used to the
dimness they could see a
little way to either
side in a sort of
darkened green glimmer.
Occasionally a slender
beam of sun that had the
luck to slip in through
some opening in the
leaves far above, and
still more luck in not
being caught in the
tangled boughs and
matted twigs beneath,
stabbed down thin and
bright before them. But
this was seldom, and it
soon ceased altogether.
(J.R.R. Tolkien, The
Hobbit,
HarperCollins, 1995,
pag.132)
General bibliography:
- J.R.R. Tolkien: Il
Signore degli Anelli,
ed.
Rusconi (The Lord of
the Rings)
- J.R.R. Tolkien: Lo
Hobbit, ed.
Adelphi (The Hobbit)
- J.R.R. Tolkien, The
Silmarillion, ed.
HarperCollins
- J.R.R. Tolkien:
Albero e Foglia,
Rusconi (contains essay
On Fairy-Tales)
- J.R.R. Tolkien: La
realtà in trasparenza.
Lettere,
Rusconi (contains all
published Tolkien’s
letters)
- J.R.R. Tolkien,
Racconti perduti,
ed.
RCS Libri (The Lost
Tales)
-
T. Shippey, J.R.R.
Tolkien: Author of the
Century, ed.
Houghton Mifflin
- R. Helms, Tolkien’s
Worlds, ed.
Panther
- H. Carpenter, Tolkien:
A Biography, ed.
Houghton Mifflin
- P. Baroni, C. Isoldi,
E. Rialti, M. Zupo,
Uno sguardo fino al mare,
ed. Il Cerchio
- L. Del Corso, P.
Piacere:
L' anello che non tiene
: Tolkien fra
letteratura e
mistificazione,
ed. Minimum fax, 2003
- E. Passaro, M.
Respinti, Paganesimo
e cristianesimo in
Tolkien, ed. Il
Minotauro
- N. Abbagnano – G.
Fornero: Filosofi e
filosofie nella storia,
Paravia.
- I. Vecchiotti, La
dottrina di Schopehauer,
ed. Mursia
- A. Grünbaum, I
fondamenti della
psicoanalisi, ed. Il
Saggiatore
- S. Freud, The Ego
and the Id, 1923
- J. Lacan, Ethics,
1960.
- J.M. Palmier, Guida
a Lacan, ed. Rizzoli,
1960
- P. Prini, Storia
dell’esistenzialismo,
ed. Studium
- S. Moravia,
Introduzione a Sartre,
ed. Laterza
- J. Baudrillard,
Symbolic Exchange and
Death, Paris, 1976
- J. H. Smith,. The
World of Samuel Beckett.
Psychiatry and
Humanities,
Baltimore, 1991
- G.Colli, La nascita
della filosofia,
Adelphi
- I. Biondi, Grasce
et Latine, ed.
Spazio Tre
- G. Agnoloni,
Letteratura del
fantastico, ed.
Spazio Tre
- D. Modenini,
Mitologia delle origini,
ed. Spazio Tre
- D. Modenini,
Mitologia e significati,
ed. Spazio Tre
- AA.VV., Filosofie
nel tempo, ed.
Spazio Tre
- L. Pirandello, Uno,
nessuno centomila,
ed. Mondadori
- F. Kafka, The
Metamorphosis, ed.
Bantam Classics
- R. Musil, Man Without
Qualities New York, ed.
Putman
- J. Joyce, Dubliners,
ed. Penguin
- J. Joyce, Ulysses,
ed. Vintage
International
- Isaac Asimov,
Foundation Novels,
Paperback edition
- Homer: Iliad
- Homer: Odyssey
- Plato: The
Republic
- Lucretius: De rerum
natura
- Dante Alighieri,“La
Divina Commedia” :
“Inferno” ,
“Purgatorio” ,
“Paradiso”
- A.C. Clarke,
Odissea nello spazio:
2001 – 2010 – 2061 –
3001,
ed. SuperPocket
- W.Gibson, American
Acropolis, ed.
Mondadori, 2000
- W.Gibson,
L’accademia dei sogni,
ed. Mondadori
- W.Gibson, Mona Lisa
Overdrive, ed.
Bantam Books
- W. Gibson,
Neuromancer, ed.
Nord
- H. Hesse, Fantasma
di mezzogiorno e altri
racconti, Tascabili
Economici Newton
- H. Hesse, Narciso e
Boccadoro, ed.
Mondadori
(Narcissus and
Goldmund)
- H. Hesse, Siddharta,
ed. Adelphi
- H. Hesse, Knulp –
Klein e Wagner –
L’ultima Estate di
Klingsor, ed.
Mondadori
- J. Saramago, Cecità,
ed. Einaudi (Blindness)
- J. Saramago,
Memoriale del convento,
ed. Feltrinelli (Baltasar
and Blimunda)
- J. Saramago, Il
Vangelo secondo Gesù,
ed.
Bompiani (The Gospel
According to Jesus
Christ)
- J. Saramago, Tutti
i nomi, ed. Einaudi
(All the Names)
- J. Saramago,
Viaggio in Portogallo,
ed. Einaudi (Passport
to Portugal)
- P. Coelho,
L’alchimista, ed.
Bompiani (The
Alchimist)
- P. Coelho, Il
Cammino di Santiago,
ed.
RCS Libri (The
Pilgrimage: A
Contemporary Quest For
Ancient Wisdom)
- P. Coelho, Monte
Cinque, ed.
RCS Libri (The Fifth
Mountain)
- P. Coelho, Sulla
sponda del fiume Piedra
mi sono seduto e ho
pianto, ed.
RCS Libri (By the
River Piedra I Sat Down
and Wept)
- G. G. Márquez,
Cent’anni di solitudine,
ed.
Mondadori (One
Hundred Years of
Solitude)
- G. G. Márquez,
Nessuno scrive al
colonnello, ed.
Feltrinelli (No One
Writes to the Colonel
and Other Stories)
- G. G. Márquez, La
mala ora, ed.
Feltrinelli (Collected
Stories)
- C. Segre, Il tempo
curvo di García Márquez
(preface to the Italian
editino of One
Hundred Years of
Solitude)
- M. Scheffer: Il
grande libro dei fiori
di Bach, ed,
Corbaccio (an essay on
Bach Flowers, one of the
core points of Holistic
Medicine)
See J.R.R.
Tolkien: Tree and
Leaf , ed.
George Allen and
Unwin Ltd. On the
contents of this
essay of Tolkien’s,
interesting
reflections can be
found also in Randel
Helms, Tolkien’s
Worlds, ed.
Panther.
As correctly
explained in
Lucio del Corso,
Paolo Pecere:
L' anello che non
tiene : Tolkien fra
letteratura e
mistificazione,
ed.
Minimum Fax.
See J.R.R. Tolkien:
Tree and Leaf
, cit., pag.51.
Colours play an
important role in
the whole imaginary
world conceived by
Tolkien. Let us not
forget about his
drawings and
hand-made pictures
of Middle Earth
places and
characters.
Giovanni
Agnoloni,
Letteratura del
fantastico, ed.
Spazio Tre.
For this and
other references to
the Classic
Literatures, see Ida
Biondi, Grasce et
Latine, ed.
Spazio Tre.
For whatever
concerns philosophy,
see AA.VV.,
Filosofie nel tempo,
ed. Spazio
Tre; G.Colli, La
nascita della
filosofia,
Adelphi;
Abbagnano-Fornero:
Filosofi e
filosofie nella
storia, Paravia.
Let us think
of Samuel Beckett’s
theatre, which has
in the
“incommunicability”
one of its leading
themes. See also
Joseph H. Smith,.
The World of Samuel
Beckett. Psychiatry
and Humanities,
Baltimore, 1991.
J.R.R.
Tolkien: La realtà
in trasparenza.
Lettere, Rusconi.
On the theme of
myth and its
connections with the
origins of
philosophy, see
G.Colli, La
nascita della
filosofia,
Adelphi, and also
Doriano Modenini,
Mitologia delle
origini, ed.
Spazio Tre, and
Mitologia e
significati, ed.
Spazio
Tre.
Such reality
is well described in
William Gibson’s
novel American
Acropolis
(Italian edition:
W.Gibson,
American Acropolis,
ed.
Mondadori, 2000)
Jean
Baudrillard,
Symbolic Exchange
and Death,
Paris, 1976
I mainly think of
what many consider
his masterwork,
Mona Lisa Overdrive
(ed. Bantam Books)
As a general
reference for
whatever concerns
the events of
Tolkien’s life, see
Tom Shippey,
J.R.R. Tolkien:
Author of the
Century, ed.
Houghton Mifflin,
and Humphrey
Carpenter, Tolkien:
A Biography, ed.
Houghton Mifflin.
Mechtild
Scheffer: Il
grande libro dei
fiori di Bach,
ed, Corbaccio.
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